Forthcoming in Socializing Metaphysics, ed. Frederick Schmitt, Rowman and Littlefield.   

Social Constructionism, Social Roles, and Stability

Ron Mallon

University of Utah

     Social constructionist claims are ubiquitous in the social sciences and humanities.  Even a cursory scan of the titles of academic books or journal articles will suggest that, among other things, race, gender, sexual orientation, the emotions and mental illness are socially constructed.[1]  While many philosophers and academics associate the term ‘social constructionism’ with radical anti-realism, a careful study of at least some constructionist claims suggests a different interpretation.  Here I have in mind claims about what Ian Hacking calls human kinds: “kinds of people, their behaviour, their condition, kinds of action, kinds of temperament or tendency, kinds of emotion, and kinds of experience”[2]  On this alternative interpretation, many of these constructionist claims about human kinds are attempts to undermine what I will call human nature explanations of behavior or other facts about persons by appeal to what I call social role explanations.  Understood in this way, constructionist explanations are a variety of causal explanation.[3]  Roughly, human nature explanations appeal to biological facts about persons to explain other facts about them.  In contrast, social role explanations appeal to the social role that a person occupies to explain the same facts.  For example, a social constructionist might try explaining racial difference by simultaneously undermining explanations of racial difference that appealed to biological differences among members of different races, and instead explaining what differences there are in terms of the different social roles occupied by members of different races in a racialized society.

     We can juxtapose human nature and social role explanations of individual behaviors and social facts by considering Hilary Kornblith’s broader question, “what is the world, that we might know it?”[4]  That is, what must the world be like such that we are able to have knowledge of it?  The answer Kornblith gives is that it is a world made up of natural kinds –  mind-independent property clusters in the world that support our attempts at induction and explanation.[5]  Such clusters support these inductive enterprises because they are stable: they recur across instances and through time.  They therefore allow us to induce from observed instances to others.  But what about the social world?  Our day-to-day world is a social world, a world made up of people, groups of people, conventions, and institutions with which we interact, and must interact, in order to survive and flourish.  Such interactions are exquisitely complex, and so it is remarkable that we are able to interact with such astonishing success. Echoing Kornblith, we can ask, ‘what is the social world that we might know it?’ The answer provided by human nature explanations allows a straightforward extension of Kornblith’s answer since human nature explanations may proceed by invoking natural kinds that human beings instantiate.[6]  Stable features of the social world may be explained as the products of stable features of human nature.  For example, the evolutionary psychologists Margo Wilson and Martin Daly (1992) explain human sexual jealousy (and differential jealousy patterns between the sexes) as the result of evolved mechanisms that serve to promote particular reproductive strategies.  Sexual jealousy, they claim, is exhibited cross-culturally, and the need to manage such emotions also provides a partial explanation of the existence and structure of other social institutions concerned with marriage and child care.  So, if we want to understand the stability of the social world, human nature advocates have a ready answer: the stability of the social world is explained by stable features of human nature.

     What can the social constructionist say?  One variety of social constructionist wants to explain various features of social life by reference to differential social roles.  But, the question is, do such social roles have the stability to explain the constancy and predictability of the social world and our success within it?  One possibility – the one I will pursue in this paper – is to claim that social roles are natural kinds, or are analogous to natural kinds in the ways they structure the social world, and reference to them figures in our successful inductive and predictive enterprises.[7]  If this is correct, then the stability of the social world (and our knowledge of it) might also be explained by the presence of stable, causally efficacious social roles. 

     But this approach runs contrary to  long-running strands of the philosophy of social sciences and social theory which says that social roles do not have such stability.  One source of doubt about the stability of social roles arises from the camp of constructionist social theory itself. Constructionist social theorists routinely assert the instability of social categories.  For example, in their widely read book Racial Formation in the United States, Michael Omi and Howard Winant argue that the "effort must be made to understand race as an unstable and 'decentered' complex of social meanings constantly being transformed by political struggle. [8]  Omi and Winant are not speaking here only of the meanings or concepts of race but of the social roles structured by such meanings or concepts.  And the reason such social roles are unstable, they believe, is that they are not grounded in biological facts, but rather are created via a “social and historical process.”[9]  And the point of constructionist work (or at least one point) is to destabilize the phenomena further, by drawing attention to this instability.  Another source of pessimism about social roles is found in the general view that all regularities of the social sciences are constituted partly by the intentional states of actors and that because of this, phenomena such as social roles will be highly volatile.  This worry takes many forms.  First, that human choices constitute an open-ended causal system that is susceptible to many forms of interference and may exhibit a highly sensitive dependence on initial conditions.[10]  Or that, in particular, because of conceptual innovation and conceptual diversity, types structured by human intentional states will be highly volatile and local.[11]  A more recent source of such skepticism – and the one on which I will be focusing – is Ian Hacking's thesis of “the looping effect of human kinds.”[12]  This phenomena occurs when persons classified in a certain way come to change in response to the labels placed upon them.  According to Hacking, this looping effect dramatically destabilizes knowledge of human kinds, and it marks a fundamental difference between the social sciences and the natural sciences.  If these philosophers and social theorists are right, then it would seem that social roles do not have the stability to ground our inductive, predictive and practical success in the social world.   And insofar as we take our social success to require such a ground, some other alternative – perhaps that provided by human nature explanations – must be found.

     While human action may be usefully individuated by the intentional states of the actors, and human institutions may be structured by the meanings of the actors that comprise them, neither of these facts undermines the possibility of understanding social roles on the model of stable natural kinds.  So, I’ll maintain that social roles of the sort invoked by some constructionists may be property-cluster kinds of the same sort Kornblith invokes to explain our cognitive success in understanding the natural world. One part of the explanation of our social success is that we live in a world made up of social role kinds that we simultaneously know and maintain by our epistemic and practical activities. If this is correct, a scientific approach to social life may also take account of social roles in the explanation of individual behavior or group difference.  Note that social role kinds are explanatory kinds in two senses.  First, they are kinds in that there is a kind of thing, the social role, that has a variety of manifestations but can be characterized in a general way.  Second, they are kinds in that particular sorts of social role may be explanatory kinds within a social milieu.  So for example, if gender is a social role, then the property of having one or another gender may be an explanatory kind.

    A few caveats are in order. First, to call social role kinds “natural” kinds would be, for many, to stress the meaning of ‘natural’ beyond its breaking point.  So, I will alternately call them property-cluster kinds, explanatory kinds, or relevant kinds.  Second, to claim that social roles may be property-cluster kinds is not to say that every social role amounts to such a kind.  Because the account of social roles is independent of the account of cluster-kinds presented, the discussion leaves open which – and to what extent – particular social roles count as explanatory kinds.  So, for example, to say that race or gender is a social role is not by itself to say that race or gender counts as a robust enough social role to be a relevant kind.  Third, even if, for example, race or gender social roles are robust enough to be relevant property-cluster kinds, this should not be taken to deny that there are important differences between human nature and social role explanations of racial or gender difference.  Finally, my explanation and defense of social role kinds does not imply that I hold that human nature explanations are bankrupt or seldom appropriate.  In fact, the simplistic division between human nature and social role explanations I have employed cannot be sustained across a great variety of behavioral phenomena.  Instead, most behavioral phenomena will require complex explanations invoking both biological (or psychological) and socio-cultural causes, and both situational and developmental factors.[13]  I take it that what explanation (or combination of explanations) is true of any particular case will amount to a set of difficult empirical questions.

     My present aim is not to explore these complexities, but rather to come to a better understanding of social roles and social role explanations as understood by social constructionists and other social theorists.  This project is important both because social roles are implicitly invoked in widespread talk of social construction, but also because they are claimed to have an important role to play in both social and psychological explanation.  An adequate theory of social roles also ought to have application in a variety of other discourses.  For example, among moral and political philosophers, social roles are also invoked with some frequency and are widely held to raise questions about moral obligation, and social and political identity.  I won’t delve into these accounts here, except to say that a complete working out of these accounts ought to provide a theory of social roles, and I hope that the present account can be adapted and extended to suit these purposes.

     Here’s how I will proceed.  In Section 1, I will set out an account of social roles.  The account will be general so as to cut a broad swath across a variety of apparently very different sorts of social roles.  Then, in section 2, I will argue that social roles may count as property-cluster kinds, and thus figure in our successful inductive and explanatory projects.  In section 3, I will focus on the challenge to this idea posed by Hacking’s claim that knowledge of human kinds is fleeting because of the instability created by a ‘looping effect.’ My strategy will be to show that the very mechanisms that Hacking suggests lead to instability, may instead be sources of stability for the social role in question.  By sketching a plausible account of stability, I hope to answer Hacking and provide a partial answer to other critics of stable social roles as well.

1.  A Preliminary Account of Social Roles

     Let us distinguish a social role from a niche.  A niche is simply a causal role that may be occupied by a thing.  This causal role is distinguished by the causal effects on the occupant and by the causal effects of the occupant.  The number of niches is indefinitely large (as large as the number of ways of carving up causal roles), but some niches may have characteristics that make them particularly interesting or explanatory within a given investigation.  One example of a niche is what Frank Sulloway calls functional birth order.  Sulloway defends the claim that birth order is a predictor of personality traits, including the “big five” personality traits – openness to experience, conscientiousness, agreeableness/ antagonism, neuroticism (or emotional instability), and extraversion.[14]  His explanation of the source of these differences is developmental: younger siblings must pursue different strategies than older siblings to acquire resources since they are smaller and less capable of achieving their ends by force. 

     A social role, as I use the term, is a particular sort of niche, distinguished by its occupant being acted upon by special sorts of conceptual or linguistic causes.  Social roles in this sense are part of the apparatus that coordinates and structures social life within a community.  Such social roles may be characterized as follows:

(a) Social role niches are associated with a term, label or mental representation that picks out a class of persons, and a conception of the role – a set of beliefs about the persons so picked out.

(b) Many elements of the conception of the role are widely shared by members of the community in which the role exists.

(c) At least some of these beliefs are typically action-guiding, specifying particular forms of behavior and courses of action for one so labeled.

(d) The beliefs are also typically action-guiding for members of the community who engage in labeling. 

(e) The actions structured by the conception give the role its causal power.

Social roles, but not necessarily important niches, are conceptualized by those whose lives the social roles order, and it is because they are so conceptualized that the role has causal power.  Notice that a shared label or conception of the niche is no part of the causal explanation of Sulloway’s birth-order effects.  Thus, birth-order niches are not social roles in the sense considered here.  This characterization of social roles is general enough to encompass several importantly different cases.  First, sometimes persons may be labeled because they instantiate a biological natural kind, for example, diabetic.  On the account in question, such persons may also count as occupying the social role of the diabetic.  Other social roles operate without the associated concept or conception picking out a biological natural kind.  As we noted at the outset, putatively natural categories like race and certain mental illness are sometimes analyzed as social roles.  The account also encompasses a third sort of role: institutional social roles like being a U.S. Senator or being a licensed bass fisherman.  Clearly the question of whether social roles can be invoked to ground our knowledge of the social world is concerned primarily with the second and third sorts of cases.  In these cases, according to the constructionist, the differences among occupants of varying social roles are to be explained at least primarily by reference to the fact that they occupy the social role.  In the second sort of case, differential features of category members are widely believed to result from natural (for example, biological) differences.  Call such roles covert roles.  In contrast, roles of the third sort – institutional social roles – are overt since the differentiation of members of these roles is widely recognized within a community to be the result of that community’s practices.[15]  While it is a necessary feature of social roles in the sense considered here that they be locally conceptualized, it is not necessary that they be known to be social roles (i.e. they may be believed to be natural categories).

     It might seem as though the conditions on being a social role are too weak.  It is counterintuitive and to some extent misleading to think of diabetic as a social role.  Moreover, the conditions on offer are so loose that even mildly explanatory properties like being tall, wearing clown make-up, or having a last name that begins with the letter ‘a’ would be accompanied by social roles on the characterization offered above.  In each of these cases, there is a conception of appropriate behavior toward the person and of the person that structures a social role.[16]  Perhaps we should add additional conditions that restrict the class of social roles further, ruling out instances like diabetic and being tall. 

      I prefer the weaker characterization of social roles.  It is useful to think about recognized biological kinds of persons like diabetic as occupying social roles, because in some cases there may be a question as to whether a feature typical of such a person (e.g. a characteristic symptom) stems from their biological make-up or from the social role they occupy.  Such is often the case in disputes over whether particular gender differences result from biological sex differences or social role differences.  Allowing that recognized biological natural kinds that persons instantiate may be accompanied by social roles thus avoids prejudging particular explanatory questions.  It is also useful to offer a characterization of social roles that includes weakly explanatory social roles like being tall, wearing clown make-up, or having a last name that begins with the letter ‘a’.  While we could strengthen the requirements on being a social role to require that bona fide social roles must be explanatorily important, that would be a step towards confusing the requirements on being a social role with those on being a relevant, explanatory kind.  I prefer to retain a weaker conception of social roles in order to keep these issues separate.  This is in part because I think the conception of social roles may characterize interesting phenomena even if those phenomena are not explanatorily important enough for us to consider them genuine kinds within a particular investigatory enterprise.[17]

     Remember that social roles are explanatory kinds in two senses.  First, there is a sort of thing – the social role – with a variety of manifestations.  In this section, I’ve characterized this sort of thing in a general way that draws together a great deal of social theory and the metaphysics of social institutions.  It is a feature of the account that it provides a unified story about the structure of overt and covert roles by appealing to widely held beliefs, and actions structured by those beliefs, to explain both sets of phenomena.  In the next section, I will argue that particular sorts of social roles may be property-cluster kinds, and such arguments apply both to covert and overt social roles.

 

2.  Social Roles as Property-Cluster Kinds

     Paradigmatic natural kinds for philosophers are species and elements.  But over the last twenty years philosophical work in, for example, the philosophy of mind and psychology has lead to relatively wide acceptance of the view that categories from the special sciences that are useful in explanation and prediction count as natural kinds from the point of view of that science (e.g.  Fodor 1981, Griffiths 1999).  Richard Boyd (1988, 1992, 1999a) develops an account of the metaphysics of such natural kinds that captures the idea that such kinds support our attempts at induction and explanation.  Boyd suggests that in our attempts to understand the world we want concepts or terms that pick out causally homeostatic property clusters, the elements of which are (as a matter of contingent fact) instantiated in the world.[18]  Boyd, and as I noted at the outset, Kornblith, build upon this foundation to provide a general explanation of our success in understanding the natural world.  In this section, I will set out Boyd’s account of natural kinds as homeostatic property-cluster kinds.  I will then argue that social roles of the sort considered in Section 1 may be property-cluster kinds of this sort.

2.1.  Expanding the Franchise: The Liberalization of Natural Kinds

     Central to Boyd’s account of natural kinds is what he calls causal homeostasis:  “Either the presence of some of the properties  . . . tends (under appropriate conditions) to favor the presence of the others, or there are underlying mechanisms or processes that tend to maintain the presence of the properties . . . or both” (1999a, 143).  Such a kind is characterized by both,

 

(1) the properties in the property cluster, and

(2) the mechanism of causal homeostasis – the mechanism that is the source of the properties' continued co-occurrence in the cluster.

As Robert Wilson (1999) notes, Boyd’s account is a cluster account twice over.  First, because an individual does not have to instantiate all the properties in the cluster in order to be a member of the kind.[19]  (Manx cats do not have tails, but they are cats all the same.)  Kind membership, on this view, may be a partial affair.  Second, because the properties of a cluster kind actually ‘cluster’ in the world.  The world is lumpy in that properties are not instantiated evenly throughout space and time, but instead occur in clumps.

     Let’s try to spell out Boyd’s account more carefully by employing a paradigmatic philosophical natural kind: water.  Instances of water share a variety of superficial properties (e.g. liquidity, freezing point, etc.) and these superficial properties are clustered because they are caused by the microstructural properties of H20.  The mechanism of H20’s microstructural properties thus explains the clustering of the superficial properties.  This picture of natural kinds leads Kripke and Putnam to view the chemical structure of water as giving its essence.[20]  On this view it is sufficient for some stuff to be water (in any possible world) that it be an instance of H20, whether or not it has the superficial properties.[21] And conversely, nothing is water unless it is H20.  H20, it seems, is a property-cluster kind in Wilson’s second sense only, since instantiating the property of water looks to be an all or nothing affair.[22]

     Such property clusters support our inductive enterprises because they allow us to draw successful conclusions about all instances of a kind on the basis of examining a few instances.  For example, on the basis of examining very few instances of water, we can successfully infer lots of things about other instances of water.  And this success is supported by the fact that the properties of water are tightly clustered and causally homeostatic.

     But, as Boyd points out, natural kinds in some sciences may be causally homeostatic categories that lack the kind of simple “essence” that chemical compounds like water have. By way of example, he writes,

 

The appropriateness of any particular biological species for induction and explanation in biology depends upon the imperfectly shared and homeostatically related morphological, physiological and behavioral features which characterize its members.  (1991, 142)

In biological species, the instances of a kind instantiate (more or less) property clusters of various sorts of features, but such instantiation is imperfect (remember manx cats).  Nonetheless, kind terms picking out species can also figure in successful inductive enterprises.  Because species exhibit a variety of properties that are clustered and causally homeostatic, we can – imperfectly – induce facts about all the instances of a cluster kind from the few that we actually examine.

       Boyd’s account is thus a prinicipled liberalization of the idea of natural kinds.  This is first, because the property-cluster account of kinds moves from all or nothing accounts of kind membership to a cluster view on which kind membership need not involve satisfying interesting necessary and sufficient conditions.  But there is also a second sense in which Boyd’s account liberalizes the notion of natural kinds: it expands the sorts of properties that may be contained in the property cluster.  While examples like water might lead us to believe that properties that characterize natural kinds or their mechanisms of causal homeostasis must be intrinsic features of members of the kind, reflection on, for example, species suggests that relational properties may be included as well. [23]   While disputes over the correct species concept or concepts are contentious and on-going, it is widely accepted that an adequate species concept will take into account relational or historical features of the organisms to be classified.  So for example, according to Mayr’s classic biological species concept, species are groups of populations that “respond to one another as potential mates and seek one another for the purpose of reproduction” (1984, 533).[24]  The stability of species property clusters is thus sustained by (a variety of) barriers to genetic flow.  In contrast, according to phylogenetic accounts, species depend for their identity on relations to historically situated speciation events (on their location in a phylogenetic tree). Thus these accounts, too, incorporate relational features into species definitions. Boyd’s account thus incorporates his insight that these developments in the species debate have more general implications for the theory of natural kinds.  Allowing relational features to figure as components of causally homeostatic property clusters is a principled liberalization of the notion of natural kinds because it is guided by attempts to pick out kinds of great explanatory and predictive importance.  What is relevant to the ability of the kind to support induction is that there is some stable mechanism or set of mechanisms that causes properties to cluster in a regular way, not whether the properties in the cluster or the mechanisms of causal homeostasis are intrinsic to the kind members.[25]  To recap: what emerges from Boyd’s discussion of causally homeostatic kinds is that properties in a cluster may be imperfectly shared, and also that there need be no restriction on the sorts of properties that may be included in the cluster or the mechanisms of homeostasis, as long as the clusters are doing the inductive and explanatory work required of them. 

     Opening the door to relational properties in property-cluster kinds also opens up the door to properties that result from human convention. Boyd says as much:

It . . . follows that there should be kinds and categories whose definitions combine naturalistic and conventional features in quite complex ways.  . . . . It follows that extensions of the traditional account of natural kinds should be appropriate just to the extent that the kinds in question are employed for induction and explanation. (1992, 140)

There is simply no a priori reason why social roles of the sort discussed in Section 1 cannot figure among the important property-cluster kinds that structure our social world. Instead, whether a particular social role type does count as explanatory is an empirical question.  We may not want to call such kinds ‘natural’ kinds, but insofar as social kinds are property-cluster kinds, they may support induction and explanation, and thus deserve a place in our best theories of the social world.

2.2. Social Roles as Homeostatic Property Clusters

     Boyd’s account of property-cluster kinds allows us to see quite clearly why social roles may be explanatory, relevant kinds.  Occupants of robust social roles will share a variety of interesting and important properties worthy of notice in social life and social theory, and the mechanism by which they share these properties is the social role that they occupy.  These clustered properties are of at least four kinds:

(i) Social role occupants may have greater propensity to act in certain ways, in virtue of their currently being in a particular social role.[26]  (These propensities will be intentionally mediated by an occupant’s beliefs about their situation.)

(ii) They may also share various causal effects of occupying the social role that do not depend on the concurrent existence of the social role. For example, if social role occupation causes individuals to develop skills, capacities, proclivities or character traits, these would presumably persist in those individuals even after the social institutions that caused them to develop have passed away. [27]

(iii) Social role occupants may also share dispositional properties to cause responses in others (i.e. they may share secondary qualities).  Consider a dispositional property to be one that is manifested in certain conditions, thus

x has disposition P iff x manifests P in situation C.

A person occupying the social role of “man” may have a disposition to cause others to respond to the person in particular ways.  The property is dispositional, because it is manifested only in a particular social milieu, and it is a response-dependent property in that being in a “man” social role depends on the dispositions of others to treat one as a man.  In general, social role occupants may have lots of dispositions to produce various kinds of reactions (judgings, approvings, disapprovings, etc.) in members of the community that participate in the practices that constitute the social role.

(iv) Finally, social role occupants will share various properties that comprise the basis of ascription to the category.  For example, Senators will share the property of having been appropriately elected, and occupants of a masculine social role will (by and large) share characteristic male sexual features.

These sorts of properties may be relevant to understanding social life.  They are clustered in individuals occupying social roles precisely in virtue of their occupation of those social roles.  Thus, social role occupants instantiate property-cluster kinds where the mechanism controlling the clustering of those properties is the social role they occupy.[28]

     We noted above that homeostatic property-cluster kinds support induction.  Because various mechanisms cause explanatorily relevant properties to cluster in the world, and because our own conceptual apparatus leads us to pick out these kinds with concepts and seek to reason inductively about them, we can achieve extremely useful knowledge about the mind-independent world.  For similar reasons, social role kinds also support induction.  To the extent social roles involve a thick cluster of interesting properties that are tightly correlated, you can successfully infer things about one social role occupant from facts about another.  Among the properties you can engage in induction about are even those properties that are conventionally assigned (iii above). For example, if you know that Senator Lenkiewicz served six years between elections (and you treat ‘Senator’ as a kind term), you can infer from that that Senator Fitzpatrick will probably serve six years as well.  Thus, knowledge of facts about overt social role occupants comes to us in at least two ways: first, by checking the rules to which we collectively defer (e.g. the U.S. Constitution says that Senators serve six year terms), but also, and importantly, by induction. Acquiring knowledge of the social world is, in this second way, much like knowledge of the natural world. 

2.3.  Are Social Role Kinds Scientific Kinds?

     The sorts of mechanisms that underlie many paradigmatic natural kind property clusters are not the same sorts of mechanisms underlying social kind property clusters. For many important natural kinds, the mechanisms that result in property clusters are themselves independent of human actions and thoughts.  But the present point is that this difference, as important as it is, makes no difference at all to the capacity of social kinds to be explanatory and to support induction about the social world, or to the capacity of the concepts of social kinds to be projectable within a certain social context that includes such social role occupants.  But there remain questions about whether social role kinds of the sort suggested here are appropriately scientific to figure in genuine law-like regularities.  Paul Griffiths draws a useful distinction between scope and force.  Scope indicates the size of the domain over which a law-like generalization is applicable.  Force, in contrast, is a measure of the “reliability of predictions made using that generalization.”  (1999, 217).  Social role kinds might be thought to fail on both counts.  Their scope is limited, since they apply only within a particular cultural milieu (or subcultural milieu), and their reliability in prediction is weak.

      Law-like generalizations employing social role kinds do lack the sort of scope that laws of the basic sciences have.  Such social role kinds are what Ruth Millikan (1999) has called “historical kinds.”  They are kinds the “predicates for which are non-accidentally projectable: there are good reasons in nature why one member of an historical kind is like another, hence why inductions are successful over the kind” (55).  But such inductions will be limited in scope because the “good reasons” will obtain only in a cultural setting that is structured by a conception of the kind in question.  This limitation is at least one reason why humanist social scientists and philosophers of social science have come to view the project of finding social kinds as bankrupt.  Taylor, for example, writes:

The success of prediction in the natural sciences is bound up with the fact that all states of the system, past and future, can be described in the same range of concepts . . . This conceptual unity is vitiated in the sciences of man by the fact of conceptual innovation, which in turn alters human reality. (1971, 209)

The problem, according to Taylor, is that since human reality differs fundamentally from time to time, place to place, the concepts that accurately describe kinds in one cultural location will be inadequate to another.  But such limitations do not rule out social role kinds any more than they rule out other historical kinds like biological species.  The test of whether a particular social role amounts to an important kind is not whether it obtains universally, but whether making reference to the kind is useful in explanation and prediction.  And if what you are trying to explain or predict is itself local to a historical or spatial social setting, then limitations on scope are unproblematic.  There is also the additional possibility that scientists or critical theorists may be able to recognize social role types that exist across various cultural milieus.  In order to be ‘nonaccidentally’ grouped together as members of the same projectable kind, such social roles would have to have a common cause.  Such a cause could take the form of an older social role that caused two modern descendents.  Alternatively, social roles of the same type might come about as the result of constraints imposed by human psychology,[29] or of some more general facts about human relations.   To the extent that such cross-cultural roles exist, we can expect the scope of generalizations involving such role kinds to be larger.

     As for the reliability of predictions made using law-like generalizations employing social role terms, they will vary according to the strength of the causally homeostatic mechanisms binding together different elements of the property cluster.  As with any special science, the generalizations can be expected to be at best true, ceteris paribus.  But there seems no reason to believe, a priori, that such predictions that rely on such generalizations must be especially weak.  We should expect to find causally homeostatic mechanisms that exhibit a whole continuum of different strengths.  At one extreme, we can find the property clusters of the basic sciences that have extraordinary explanatory power and that may be characterized as having simple necessary and sufficient conditions.  And at the other end of the continuum we can find clusters with quite local mechanisms  whose explanatory power is limited to one or a few instances, and we find mechanisms that maintain weak and quite imperfect property clusters.  The variability in strength of these mechanisms will mean  variability in the reliability of predictions making reference to them.  What I have been suggesting is that social role kinds may be much further towards the explanatory end this continuum than is normally assumed.  Recall that both philosophers of social science and social theorists routinely emphasize the instability of social kinds and implicitly cast doubt on the possibility of reliable generalizations.  Interpreting such instability within the idiom of Boyd’s account of kinds, we can say that these theorists maintain that the properties of social role kinds are not causally homeostatic – that is, the mechanisms that are responsible for such clustering are themselves insubstantial or transient, and so the reliability of predictions employing social role terms is very weak.  In the next section, I will scrutinize one such claim more closely.

 

3.   Hacking and Instability

     Understanding social roles as stable property-cluster kinds helps us understand both how constructionists could be right that our social world is structured by social roles in ways we do not always recognize and how it could be the case that our social world is nonetheless stable.  But the view that social roles could be stable kinds is seen as problematic by both philosophers of social science and many social theorists.  In fact, such claims are so widespread so as to make a survey of all of them impossible here. Instead, I will consider one influential account of instability: Hacking’s account of the ‘looping of human kinds’ (1995b).  Hacking’s account has the virtue of being both philosophical and social theoretical – concerned both with the metaphysics of kinds and the nature of social identities.  I will argue, contra Hacking, that the looping of human kinds shows how the mechanisms involved in creating social roles may act to stabilize those social roles.  Thus, my aim is both to critique Hacking’s account of the looping effect of human kinds and to sketch an account of the stability of social roles. To the extent the account of stability I provide is viable, it may also provide an answer other critics of the stability of social roles.

3.1  The Looping Effect and the Instability Thesis

     Hacking’s ‘looping effect’ occurs when persons interact with the systems of classification they fall under.  The effect of this looping, according to Hacking, is that knowledge of human kinds is difficult to get and harder to keep.  He writes, “People classified in a certain way tend to conform to or grow into the ways that they are described; but they also evolve in their own ways, so that the classifications and descriptions have to be constantly revised.”[30] Writing of child abuse, he is even less sanguine: “The concept of child abuse may . . . be so made and molded by attempts at knowledge and intervention, and social reaction to these studies, that there is no stable object, child abuse, to have knowledge about.”[31]  While Hacking’s discussion is often framed in terms of particular kinds (e.g. child abuse, multiple personality disorder, etc.), he frames his thesis quite generally, as one about ‘the looping of human kinds’.  Recall that he defines these quite broadly as “kinds of people, their behaviour, their condition, kinds of action, kinds of temperament or tendency, kinds of emotion, and kinds of experience”.[32]  This broad characterization thus includes many things we might think of as biological kinds.  For example, having an O positive blood type or being diabetic counts as a human kind on this characterization.  But if all human kinds are as unstable as Hacking says child abuse is, then his position amounts to a general skepticism about the possibility of successful medical science, psychiatry, psychology, social science, and basic social knowedge.

      A more charitable interpretation of Hacking limits the claim that human kinds (and our knowledge of them) are unstable to social role kinds – kinds of person whose differentiation is the result of the application and internalization of culturally local conceptions of the kind.[33] This would include both what we earlier called ‘overt’ and ‘covert’ social roles.  But the kind of instability of most interests us is that which threatens the constructionist claim that our social world is to be explained by reference to covert social roles rather than biological nature – the instability of covert social roles.  In fact,  Hacking’s own work focuses upon covert social roles (without explicitly limiting himself to them) in making his case about the looping effects of human kinds.  For example, Hacking believes that most or all of the symptoms of most sufferers of multiple personality disorder are to be explained by appeal to the social roles occupied by multiples and not by some underlying biological dysfunction.   So, for the purpose of focusing the discussion, I will limit the discussion of the ‘looping effect’ even further to include just covert roles.  In doing this, I am considering the very class of roles that are of most interest to the constructionist, and the very class of roles that Hacking utilizes to make his case.

     On this more limited interpretation of Hacking, attempts at knowledge of covert roles are doomed to inadequacy because the study of the phenomena will cause them to change.[34]  On this reading of Hacking’s view, the social world is a Heraclitean river, and knowledge of it is fleeting at best.  Even though Hacking limits his discussion of looping effects to covert kinds, he clearly sees his view as radical.  He writes that looping effects mark “a cardinal difference between the traditional natural and social sciences” because “the targets of the natural sciences are stationary” while “the targets of the social sciences are on the move” (1999, 108).  For present purposes, if looping effects are as pervasive and destabilizing as Hacking suggests, then it suggests that social role kinds cannot be part of the metaphysical basis that supports our knowledge of the social world. At the outset, I said that social roles were explanatory and relevant kinds in two senses.  First, I said there is a general kind of thing, the social role, that may be manifested in a variety of particular ways, either overtly or covertly.  Second, I said that particular sorts of social roles such as being mentally ill or being a man may be explanatory kinds within a social setting.  Hacking’s view threatens the second of these claims, since it suggests that the differential features of occupants of social roles will not remain stable enough for terms associated with social roles to play a useful part in explanatory and predictive theories.

     Let’s try to get more clear on just what is the ‘looping effect of human kinds’.  The looping occurs when a theory held by a community (I’ll call them the labelers) interacts with the properties of those described by the theory (I’ll call them the labeled).  Since we are all theorists of our social world, the labeled may be labelers as well.  We can visualize the loop like this:

 

 

 

 


The ‘b’ arrow – the arrow from those who are labeled to the labelers is an arrow of epistemic constraint.  As the labeled class changes, the labelers will attempt to track those changes in their theories of the class (on pain of having a false theory). What about the other, ‘a’  arrow that links the labelers to the labeled?  This arrow represents the labeling and differential treatment of the labeled class.  Call this broad set of actions undertaken by labelers vis-à-vis the labeled class the regime of labeling.  The ‘a’ arrow represents the regime of labeling directed at the labeled class.  We can now more carefully state Hacking’s view as the Instability Thesis:

(IT) For (covert) human kinds, changes in the labeled class caused by the regime of labeling cause the beliefs guiding the regime of labeling to become untrue.

If Hacking is correct, human kinds may be relatively stable across instances at a particular time, but over time the kind will be destabilized by changes caused by the regime of labeling.  What sorts of changes are relevant?  In discussing the looping of human kinds, Hacking has in mind changes in persons' intentional states and behaviors (or changes that are mediated by changes in intentional states and behaviors).  Changes in the regime of labeling cause intentional reactions on the part of those who are labeled.  (This is what distinguishes looping effects from just any old causal effects.)  But what is the mechanism of this causation, and how does it occur so rapidly?  Work in social psychology, cognitive science, anthropology, and sociology review a variety of ways in which persons may be affected by their social roles, and this is hardly the place to review this literature. Instead, I want to concentrate on the set of mechanisms that are central to Hacking’s own account –  and much work in philosophy of social science and social theory as well – those mechanisms involving intentional action and practical agency.[35] 

3.2.  Identifications

      A key element of the mechanisms in question is what K. Anthony Appiah calls identification: “the process through which an individual intentionally shapes her projects – including her plans for her own life and her conception of the good – by reference to available labels, available identities” (1996, 78).  By ‘label’, Appiah means here a term that is associated with a concept and a conception of the thing picked out by the term – just the elements I suggested characterized a social role.  So identification is an avenue via which social role memberships may shape persons’ projects and behaviors.  And crucially, that avenue operates via the construction of intentions from available concepts.

     Appiah’s notion of identification involves two unclear ideas: the idea that labels play a ‘shaping role’ in intentional projects, and the idea that some labels or identities are ‘available’. Let me say something first about ‘availability’. In developing his account of identification, Appiah follows earlier work by Hacking (1986, 1995), in which Hacking notes that Elizabeth Anscombe’s insight that “all action is action under a description” has the important consequence that,

 

When new descriptions become available, when they come into circulation, or even when they become the sorts of things that it is all right to say, to think, then there are new things to choose to do.  When new intentions become open to me, because new descriptions, new concepts, become available to me, I live in a new world of opportunities. (Hacking 1995, 236)

 

So, for example, the possibility of acting “as black” or “as a man” or “as a plumber” presupposes the availability of the concepts black, man, and plumber.[36] Geoffrey Chaucer could not have chosen to write a beat poem at least in part because the concept of a beat poem was not available to Chaucer.  Since these concepts are only available in certain cultural milieus, the actions that they play a role in describing are also available only those same milieus.  The meaning of ‘available’ here is something like conceptually available, and a concept is conceptually available if it is part of the conceptual repertoire of the actor.[37] 

     What does it mean for available concepts to shape our intentional projects?  One way in which the available terms or concepts shape our intentional projects is by constituting the descriptions under which our intentional actions occur.  Thus, if James chooses not to cry in public, because it is a instance of his general project of being a macho man, the concept macho is a proper part of the description being a macho man under which his action occurs.  Call this sort of shaping minimal shaping.  Minimal shaping occurs whenever there is an action, because all actions are under some or another description and thus minimally shaped by that description.

     Both Hacking and Appiah seem to have more than minimal shaping in mind, though.  Both are concerned not just with minimal shaping, but with the way in which a conception associated with a concept can affect one’s choice of projects and behaviors.  So, for example, Hacking discusses both the ways in which people may act according to the label and conception they fall under.  How do such effects occur? I’ll consider two sorts of avenues via which the conception may act on labeled persons.  First, the conception may make some behaviors causally salient.  Second, the conception may structure the social world so as to make some behaviors strategically salient.  Earlier in his discussion of identification, Appiah alludes to both sorts of effects when he writes,

Once the racial label is applied to people ideas about what it refers to, ideas that may be much less consensual than the application of the label, come to have their social effects.  But they have not only their social effects but psychological ones as well; and they shape the ways people conceive of themselves and their projects. (78)

Labels express concepts that figure in a causal theory of the world.  And, insofar as the concepts pick out explanatory kinds in the world, the labels one falls under will have some explanatory force, and this force constrains one’s choice of projects.  How does this constraint occur?  According to the causal salience account of shaping, some labels pick out putatively natural categories, and if one falls under that label, engaging in the ‘natural’ behavior is likely to meet with less resistance than engaging in ‘unnatural’ behavior.  Appiah seems to have something like this in mind in his discussion of psychological effects.  Explaining this idea, Sally Haslanger writes:

 

in practical decision making we ought to be attentive to things’ natures.  It won’t do to try to fry an egg on a paper plate; there’s no point in trying to teach a rock how to read.  Because the world is not infinitely malleable to our wants and needs, reasonable decision making will accommodate “how things are,” where this is understood as accomodating the natures of things, the background conditions constraining our actions.  (1993, 105)

 

Haslanger is writing about the way conceptions of gender serve to regulate behavior because of the putatively natural character of gender.  And it’s easy to see how other human kind concepts and labels might work the same way.  For example, if when someone falls under a racial concept it suggests that some projects are natural and others unnatural, then practical reason (together with Haslanger’s suggestion about avoiding conflict with the natures of things) dictates that one should take one’s natural category memberships into account.  In short, a concept and conception of a kind of person makes some sorts of projects and behaviors causally salient to the labeled.  Note that the claim is not that a person’s projects are directly shaped by their intrinsic nature, but rather that their projects are shaped by the local theory of what their intrinsic nature entails – a local theory embodied in a conception that makes certain projects or behaviors salient.  Thus the shaping of intentional projects is itself intentionally mediated.

      By itself, such causal salience is an incomplete account of the way in which regimes of labelling affect individual projects.  It’s incomplete, because it is not merely the perceived natures of things (understood as presocial features of the world) that guide our identifications, but all features of the world which seem relatively intransigent, including social features.  To put it in a Durkheimian way, we need to understand social facts as things – as exhibiting coercive power over individual choice.  It is a central feature of everyday human life that we attempt to coordinate our actions with others.  In other words, we attempt to decide what others will do, given various things we might do, and we choose our actual actions accordingly.  Recognizing that the social world places strong constraints on our actions allows us to understand a second mechanism by which social roles shape their occupants’ projects.  Insofar as a person is a union leader, garçon de café, gang member, prom queen, or is gay, white, a man, joyful, or mentally ill, that person will have certain permissions and expectations as well as restrictions and prohibitions placed upon her by others.  What’s more, some of these social strictures may be enforced, with social disapproval or even violence.  Because such categories often come with a policy on the part of a community to treat certain people in a certain way, they create a range of socially available options from which labeled persons may choose.  (Such social transformation is what Appiah refers to as the ‘social effects’ of labeling.)  Thus, behaviors may also be strategically salient.  In many contexts, strategic salience radically affects one’s choices of intentional projects.  If, for example, you are a member of a race in a highly racialized society, or a member of a sex in a highly gendered society, you may have little choice but to choose your intentional projects from among those that are socially permitted. 

      So, social roles affect individuals projects and intentions by delimiting the space of what is conceivable (because one can only act in ways one can conceive), and constraining the space of causally and strategically salient actions.  How does this lead to instability?  While Hacking discusses a number of forces that may result in the instability of a social role, only he discusses only two that bear on the instability thesis.[38]  The first possibility he considers is that members of a labeled class will organize in response to a regime of labeling and attempt to alter it.  Those classified as homosexuals, for example, have organized and systematically agitated to alter the regime of labeling (including the practices of discriminatory treatment) that go with the label (e.g. Hacking 1986).  Hacking documents a similar phenomena occuring with multiple personality sufferers (1995a), and sufferers (and the relatives of sufferers) of childhood autism (1995b, 1999). We must be careful here.  A conception can change not for epistemic reasons, but because of political pressure placed upon those who count as experts about a category.  But the instability thesis posits a particular sort if problem that occurs when a labeled class actually changes, rendering the old conception obsolete.  So, insofar as the agitation of a labeled class takes the form of exhibiting alternative sorts of behaviors (acting against the dominant conception of the type), such agitation has the effect of undermining the accuracy of the conception of the labeled class and is a genuine source of the sort of instability relevant to assessing the looping effect of human kinds.  Michael Walzer provides an example of such instability from the caste system of ancient India, “A certain kind of collective mobility is possible, for castes or subcastes can cultivate the outward marks of purity and (within severe limits) raise their position in the social scale” (1983, 27).  A second possibility is that a new conception of a labeled class may alter those conditions that gave rise to the behavior described by the conception.  This is Hacking’s view of child abuse.  As new theories of abuse become disseminated, they create a new social context in which agents may choose different actions (1986; 1995a, Chp. 4; 1999, Chp. 5).  Abuse statistics may then rise or shift as new people (and sorts of people) decide to abuse, or as new forms of abuse take hold.  These two possibilities form the core of what Hacking calls the looping effect of human kinds, and both are genuine sources of instability for a social role.

3.3.  Instability and Stability

      Although the ways in which conceptions of a kind of person may change the causal and strategic salience of particular sorts of act are undoubtedly only part of the causal story of social role effects on persons, they seem the best interpretation of what Hacking thinks is creating instability.  But now we are in a position to see the Instability Thesis as unmotivated and probably wrong. Hacking provides little reason to think that such regimes of labeling must always be so causally efficacious as to undermine the associated conception or theory as an instrument of explanation and prediction. Hacking gives us a picture of how instability might work, but no illumination to why it should always work, or in what cases it does work. To recognize that social roles may be unstable is not even to show that they usually are.

     Begin with causal salience.  Suppose the going conceptions of x do make some actions and life options causally salient for those who fall under the associated concept for x.  Then a person who falls under a particular concept might choose to pursue one project rather than another because they believe it would be more ‘natural’ for someone like them.  But this should have the effect of making those who fall under such a label conform to the conception, rather than deviate from it.  And thus, the conception might come to describe accurately a world that is of its own making.  Thus, the possibility that conceptions make certain actions causally salient provides no reason to believe the Instability Thesis. 

     What about strategic salience?  Hacking’s own arguments for instability resulting from the looping of human kinds stem from shifts in the strategic salience of certain actions. But strategic salience may also result not in deviance but conformity.   This mechanism affects labeled individuals via the community’s behavior towards the labeled class.  And this behavior will be guided by the conception of the labeled class.  To choose a simple example, if Norton were to wear a skirt to his workplace at the bank, instead of trousers, he would likely face snickers, jokes, jeers, and perhaps even disgust on the part of some.  This communal behavior would be guided by a conception of gender appropriate clothing for a bank teller.  And on the street outside the bank, he might face worse yet.  These are facts about the social world Norton inhabits, and they conspire to keep him in trousers.  Because Norton plans his dress against the background of his other preferences and the stable social world he inhabits, he seldom seriously thinks about deviating from even this  minor norm.  Moreover, because deviance from this minor norm is rare, false or unreflective beliefs about this gender-marked behavior (and the gender category it is associated with) face little pressure for revision.  Such characteristics may amount to elements of property-cluster kinds to the extent that whole sets of such behavioral (or behaviorally mediated) characteristics are associated in a conception, and are reliably preferred under prevailing social conditions.  For example, if this one gender norm is associated with many others, including other norms for how to dress, speak, walk, think and more generally act, and if these norms are enforced on those who fall under gender labels, then they could have the effect of causing a variety of properties to cluster in social role occupants.

     The idea is that social roles may be maintained by the strategic individual choices of actors in a community.  This may seem surprising, but once we consider that the relevant mechanisms operate via individual actors’ rational choices, it should not be.  For what I am suggesting is that social roles might be sustained by a sort of equilibrium common in examples from game theory.  Game theory makes clear the way elaborate, multi-person games may be sustained by the rational choice of individuals.  The present suggestion is that we can understand certain effects of social roles (e.g. systematic behaviors on the part of social role occupants) as being in equilibrium with the actions of labelers that sustain the social role.  Each party participates in the acts as they do because to deviate unilaterally from doing so would result in lower expected utility, given what every other person is doing.[39]  That such game theory can be drawn upon to provide a theory of stable conventions is something David Lewis’s pioneering work established decades ago.[40]  Unfortunately, there is not room here to consider in detail how game theory or Lewis’s theory can be applied social roles, but we can at least state a sufficient condition for the stability of a particular feature of the social world caused by the presence of a social role:

            F is a stable feature of members of labeled group L in a community C that employs a regime of labeling R if:

1) Members of C prefer to employ R as long as they believe the conception that figures in R picks out L and correctly ascribes F to members of L.

2) Members of C do believe that the conception that figures in R correctly ascribes F to members of L.

3) Members of group L prefer to act so as to maintain F as long as members of community C employ R.

 

Thus, to return to our earlier example, trouser wearing among men is stable as long as:

T1) Members of the community prefer to maintain that men wear trousers and punish exceptions, as long as they believe it is the case that men generally wear trousers and exceptions are unusual and punishable.

T2) Members of the community do believe that men generally wear trousers and exceptions are unusual and punishable.

T3) Men prefer to wear trousers as long as deviance from this regularity is punished.

Strictly speaking, this sufficient condition isn’t met, since not all men wear trousers, and not all nontrouser-wearing by men is treated as abnormal.  (I assume the condition could be modified to be a more plausible description of an equilibrium in the real world.)  But what the condition does is show the way that a social role and its causal effects may be kept in equilibrium by the preferences and approximate rationality of participants in the society.  It shows how conceptions of particular kinds of persons may stabilize the behavior they describe, even when behaviors in question have no pre-social link to the kinds of person in question. And this shows a quite general way in which even relatively superficial effects of labeling practices may be stable, and thus gives us good reason to doubt the Instability Thesis.

3.4.  Other Sources of Stability

     The two mechanisms that I have examined are central to Hacking's own account of the looping effect, but I have argued they may lead to stabilized rather than destabilized social roles.  Of course, the discussion here is far from complete, and there are other sources of both stability and instability for social role kinds.  In particular, I limited my discussion of instability to Hacking's looping thesis, and thereby concentrated on mechanisms of stability and instability that are intentionally mediated.  There is, however, another important model of social constructionist thought that emphasizes social role explanations that are not necessarily intentionally mediated.  I have in mind what Paul Griffiths (1997) has called a reinforcement model of social construction. 

I will briefly sketch this alternative model and consider a way in which it too could give rise to a stable relationship between the conception of the social role and the properties of the occupants of the role.[41] 

     The reinforcement model of social construction is a diachronic, developmental account.  It emphasizes nonintentionally mediated changes in a person brought by social role occupation, explaining variant behaviors as resulting from variations in patterns of developmental reinforcement.  Griffiths suggests that the conceptions of appropriate behavior in the social role establish norms that create "something akin to a pattern of reinforcement which shapes people's behavior so that it conforms to the norms" (143).  The patterns of reinforcement in question don't cause the agent to represent  propositionally certain patterns of behavior as desirable.  Rather, once the person is ascribed to a particular social role, the reinforcement shapes particular cognitive mechanisms such that the individual components of the ascribed social role become nearly reflexive, and together these components comprise the role behaviors.[42]

     Griffiths provides an interesting example of this model that emerges from research on basic affects.  Over the last 30 years, an impressive body of research has accumulated documenting the existence of near universal correlations between certain facial expressions and emotions.  Paul Ekman, the leading researcher in this field, summarized the state-of-the-art in 1992:

There is consistent evidence, across investigators, of universal facial expressions for at least five emotions [happiness, surprise/fear, sadness, anger, and disgust/contempt].  More research is needed to resolve questions about whether there are three or four more. (550-1; cf. Griffiths, Chp. 3 for a review)

These robust correlations lead Griffiths to remark that the emergence of these expressions in infants "conforms to the classical biological determinist model, in which almost any environment that supports survival to adulthood supports development of the trait" (156).  But drawing on work by Ekman (1972), Griffiths notes that even these "biologically determined" motor responses can be shaped by cultural reinforcement:

 

In studies of facial expression in Japanese and American students, Ekman and his collaborators found that the Japanese suppressed their facial expressions in the presence of authority figures.  They superimposed voluntary muscle movements so as to produce a polite smile.  These voluntary movements were initiated so quickly that the initial emotional expressions could be detected only by using frame-by-frame analysis of videotapes. (156)

 

In this case, a pattern of reinforcement in the social environment of the Japanese students leads them to develop an alternative, reflexive expression in the presence of authority figures.  The pattern of reinforcement was likely the result of the community's norms about what counts as appropriate behavior towards others in the social hierarchy.  And these norms are presumably part of the community's conceptions of the social role of subordinate in a hierarchy.

      How do such effects created by reinforcement bear on the instability thesis?  Once a regime of labeling actually creates new properties of persons, those effects are really there in the world.  They are a stable part of the world that we are epistemically pulled to describe in our theories of it.  In fact, such effects are more stable than the strategic responses of role occupants discussed in the last subsection, since reflexive dispositions will continue to be manifested – at least for a time –  even when the regime of labeling is removed.  Any conception of hierarchical behavior among Japanese college students that failed to mention differential facial expressions would be importantly incomplete.  But a complete conception may itself contribute to the continued reinforcement of hierarchically 'appropriate' behavior.  As with intentionally mediated responses, reinforced behaviors may come to be in equilibrium with the conceptions that created and describe them.

     Hacking’s general statements about the looping of human kinds are too broad to be plausible.  But the more limited Instability Thesis is still a threat to viewing social roles as cluster kinds that underwrite our knowledge of the social world.  What I’ve tried to show here is that the Instability Thesis is still much too general, and that there’s every reason to expect the forces that contribute to the ‘looping of human kinds’ to result in stability as well as instability.  If what I have said is correct, then we also have an answer to social constructionist critics of stability.  Such critics, as I noted in the introduction, often emphasize the instability of social kinds because such kinds are not rooted in biological facts.  Such categories have, in the words of the critical sociologist Stuart Hall  “no guarantees in Nature" (1987 [1996], 166).  But having no guarantees in nature, is not the same as having no guarantees at all.  A particular social setting, structured by the conception in question, may be guarantee enough for a particular social role to create a stable, explanatorily relevant property-cluster kind.

 

Conclusion

 

     The preceding discussion offers an interpretation of a broad class social constructionist claims about human kinds.  On this interpretation, to say that x is socially constructed (where x is replaced by the term for a human kind) is to offer a substantive empirical hypothesis that the differential properties of instances of x  are produced by the occupation of a social role.  When a social role differentiates its occupant to the extent that a cluster of important properties regularly co-occur, I have suggested we ought to regard those occupants as instances of social kinds.  Moreover, I have suggested that we do and should employ those kinds in reasoning about our social world.  Because the theory of social roles set out makes only quite general assumptions about human nature (e.g. that humans may act in ways that are approximately rational), it is compatible with humanist approaches to the philosophy of social science. But it differs sharply from hermeneutic, critical, and constructionist approaches to the social sciences in emphasizing the stability of social kinds.  It is no surprise that the social world can be extremely volatile.  But by excessively emphasizing this volatility, theorists in philosophy and the social sciences have threatened to make it a mystery how we manage to negotiate our social world successfully every day, and it leaves us without a clear understanding of the intransigence of social roles.   Understanding mechanisms of stability, in contrast, not only offers an explanation of our social knowledge, but also presumably focuses our attention on those mechanisms that must be addressed in the attempt to disrupt social roles and effect the transformation of social life.
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[1] For a catalog of constructionist claims, see Hacking 1999, Chp. 1.  For some important accounts, see Mills 1998 or Outlaw 1996 on race; Kessler and McKenna 1977 on gender; Foucault 1978, McIntosh 1968, or Padgug 1979 on sexual orientation; Griffiths 1997, Chp. 6 or  Averill 1980a,1980b on the emotions; and Hacking 1995b, Showalter 1997, or Scheff 1994 on mental illness.  Note that many of these authors do not describe themselves using talk of “social construction.”

[2]  Hacking 1995a, 351-52.

[3]   While some constructionists appeal to social role explanations, this is not the only thesis underlying constructionist claims.  Recently Mallon and Stich 2000 have shown that some constructionists claims (and some disputes over constructionism) are motivated by the implicit assumption of a particular thesis about the meanings of terms.  This paper explores a more substantive interpretation of constructionist claims, but one that is compatible with that explored by Mallon and Stich.

[4] Kornblith 1993.  Kornblith adapts his question from McCulloch 1965.

[5]  Kornblith may be primarily concerned with understanding how we have scientific knowledge, rather than everyday knowledge.  I think there is good reason to think there is no sharp divide between scientific and folk knowledge.  In any case, it is probably a precondition of everyday knowledge that scientific knowledge is possible.

[6]   Consider, for example, the emphasis of evolutionary psychologists on the “psychological foundations of culture” (E.g. Tooby and Cosmides 1992).

[7]   Richard Boyd, for example, says social roles may be natural kinds, but it is unclear whether Boyd means social roles in the sense discussed here or something closer to a niche (see below).  (1999b, 153-154)

[8] 1986, p. 68. Italics in original.  (Also occurs in 1992, pp. 54-55, sans italics).

[9]  1992,  55.

[10]  E.g.  Taylor 1971.

[11]  E.g. Fay 1983, Taylor 1971.

[12]  Hacking 1995a.

[13]   See Mallon and Stich (2000) for a sketch of some of the complex interactions of evolved and acquired elements in emotion phenotypes.

[14] Sulloway 1996.  Sulloway’s thesis is controversial.  In the present context, it serves only as an illustration.

[15]  Paul Griffiths was here first.  His (1997, Chp. 6) discussion of constructionism introduces these terms.  My employment of them here is a bit different than Griffiths’, but it picks out a similar distinction.

[16] For example, our conception of tall suggests that tall people need more room to be comfortable, make better basketball players, must be looked up to in order to make eye contact, and so on.

[17] I am grateful to Aaron Meskin and Frederick Schmitt for helpful discussion on this issue.

[18]  A full characterization of what makes a property "methodologically important" is beyond the scope of the present discussion, but it is sufficient that the property figure in other useful and explanatory theories.

[19]   Wilson 1999, 198.

[20]   Kripke 1972, Putnam 1975.

[21]   It might be H20 and lack the paradigmatic superficial properties because conditions are bizarre.

[22]  This may overstate the case.  Lots of examples of things called “water” are not pure H20.  On the other hand, they are probably not pure water either.

[23] The explanatory importance of relational properties has also found many defenders in the philosophy mind, in the debate over broad and narrow content.  E.g. Burge 1986; Jackson and Pettit 1988; Stalnaker 1989.

[24] Mayr quite explicitly notes the importance of relational properties to his account: “It is, however, irrelevant and misleading to define species in an essentialistic way because the species is not defined by intrinsic, but by relational properties” (1984, 535). 

[25] All this may seem rather quick to those immersed in the ongoing disputes over the species concept in the philosophy of biology.  There, a central portion of the debate has centered around whether species are historical individuals or spatiotemporally unrestricted classes.  The point for the present discussion is that both relational and historical accounts of species incorporate relational elements into species definitions.  Recognizing this, combined with the position of species as a paradigmatic philosophical natural kind, serves to liberalize the notion of a natural kind.  For discussion of property-cluster accounts and species, see Hull 1999, Boyd 1999a.  For a more general discussion of historical kinds, see Millikan 1999, Boyd 1999b.

[26] The situationist tradition of social psychology has produced quite dramatic demonstrations of situational pressures altering individual behaviors.  E.g. Latanè and Darley (1968) on the bystander effect, Darley and Batson’s (1973) Good Samaritan study, and Milgram’s (1963) obedience experiments.  See Ross and Nisbett (1991) for an opinionated introduction to the situationist literature.

[27] There is a long history of concern with this sort of effect among various sorts of feminists. Mary Wollstonecraft argued in the 18th century that women were made vain, ignorant and capricious by their lack of education.  She went on to charge that it was these same qualities that were put forward to justify denying education to women.  (1995, Chps. 2-3)   Portions of Catherine MacKinnon’s (1989) analysis of gender can be read in a similar way.

[28]  These four sorts of properties are not mutually exclusive.

[29]  I think it is too early to assess the form such meta-cultural constraints will take, but work by Scott Atran (1998) , Alan Page Fiske (1993) , Laurence Hirshfield (1994, 1996), and Dan Sperber (1996) are very suggestive of ways in which facts about cognition may impose defeasible constraints on conceptual and social systems.

[30]  1995b, 21.

[31]  1995b, 61.

[32]  Hacking 1995a, 351-52. At least sometimes, Hacking is wary of extending the looping account, for example to race (1995a, 355-56).

[33] I am not sure if, or to what extent, Hacking would endorse this limitation.

[34] Hacking introduces the distinction between interactive and indifferent kinds to distinguish kinds that are affected by their representation of, and interaction with, systems of representation from those that do not engage in such intentionally mediated interaction (1999, p. 109ff). 

[35] In Section 2.2 I mentioned four sorts of effects that social role occupation might have on the occupant.  The sorts of effects Hacking is concerned with are primarily those falling in the first or second group.

[36]  The philosophical idiom of the passages I am quoting renders things in terms of linguistic entities like labels and descriptions.  I pass from this idiom to talk of mental entities like concepts and conceptions.   While I take it that the latter talk is more accurate, for present purposes nothing hangs on this shift.

[37] Notice that conceptual availability poses little restriction.  It is, for example, possible for a person to identify in a way that it is metaphysically impossible for him to be.  For example, I could identify as a denizen as of the fictional planet Krypton in the sense that I allowed Kryptonian ideals to shape my intentional projects.  But I take it nothing could make me a denizen of the planet Krypton.

[38] Hacking discusses a number of other sources of instability that are orthogonal to the instability thesis and the looping of human kinds.  For example, instability can occur when the conception of a kind of person is altered for general theoretical reasons (or for political or social reasons).  Since the conception structures the regime of labeling, changes in the conception may disrupt the regime of labeling and the behavior of the labeled.  Hacking claims that the linking of fugue to hysteria in late nineteenth century France, and the subsequent skepticism about hysteria as a medical category in the early 20th century, helped undermine the social conditions that made individuals undertake fugue behavior (1998, 71ff).  In addition, a social role kind may be unstable because other elements of the niche that support it – elements not directly structured by the conception (and not part of the regime of labeling) – change, thus altering the context in which agents choose their actions.  Thus, for example, Hacking (1998) thinks that fugue arose among the working class against the background of emerging middle class tourism. If he is correct, it suggests that changing economic circumstances (for example, the extension of wealth and leisure to the working class) might have been enough to undermine fugue.  While I think these are genuine sources of instability, they do not merit a general skepticism about the possibility of knowledge of social role kinds.

 

[39]   I.e. the social role practice could be a Nash equilibrium.  A Nash equilibrium for an n-person game is one such that every person is acting so as to maximize their expected utility, given the way every other person is acting.

[40] Lewis 1969.

[41]  Griffiths contrasts this reinforcement model with what he calls the 'social role' model of social construction.  The latter model is similar to the one I have attributed to Hacking.

[42]   These sorts of effects would fall under the effects of type (ii) discussed in Section 2.2.